Management and Commerce · AQF Level 4

Certificate IV in Financial Services

Name: Certificate IV in Financial Services
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FNS41820

15 providersTypically 1 year

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Australian College of Commerce & Management

Private RTOUnclaimed

NSW1 yearNo reviews yet

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ASC Training & Development

Private RTOUnclaimed

SA1 yearNo reviews yet

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Hader Institute of Education

Private RTOUnclaimed

VIC1 yearNo reviews yet

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Management Consultancy International Pty Ltd

Private RTOUnclaimed

NSW1 yearNo reviews yet

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Showing 4 of 15

Units of competency in this qualification

Each unit is nationally recognised. Open a unit to see what it covers and which other qualifications include it.

Unit of competencyCORE
Conduct work according to professional practices in the financial services industry
FNSINC411
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Organise meetings
BSBADM405
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Work within compliance frameworks
BSBAUD412
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Make a presentation
BSBCMM401
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Make presentations
BSBCMM411
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Organise and monitor the operation of compliance management system
BSBCOM401
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Implement processes for the management of a breach in compliance requirements
BSBCOM402
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Promote compliance with legislation
BSBCOM405
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Survey stakeholders to gather and record information
BSBCUE405
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Coordinate implementation of customer service strategies
BSBCUS401
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Implement customer service standards
BSBCUS403
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Manage budgets and financial plans
BSBFIN501
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Unit of competencyELECTIVE
Analyse financial reports and budgets
BSBGOV403
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Implement workplace information system
BSBINM401
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Analyse and present research information
BSBINS401
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Coordinate workplace information systems
BSBINS402
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Maintain and monitor digital information and records
BSBINS409
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Develop and use complex spreadsheets
BSBITU402
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Lead effective workplace relationships
BSBLDR402
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Unit of competencyELECTIVE
Lead team effectiveness
BSBLDR403
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Demonstrate leadership in the workplace
BSBLDR411
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Lead effective workplace relationships
BSBLDR413
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Lead team effectiveness
BSBLDR414
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Identify and apply the legal framework
BSBLEG413
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Apply the principles of contract law
BSBLEG415
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Show leadership in the workplace
BSBMGT401
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Implement continuous improvement
BSBMGT403
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Apply business risk management processes
BSBOPS403
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Implement customer service strategies
BSBOPS404
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Organise business meetings
BSBOPS405
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Develop personal work priorities
BSBPEF402
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Apply project quality management techniques
BSBPMG411
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Apply project cost management techniques
BSBPMG412
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Apply project risk management techniques
BSBPMG415
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Apply project risk management techniques
BSBPMG426
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Build client relationships and business networks
BSBREL402
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Analyse and present research information
BSBRES411
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Monitor and maintain records in an online environment
BSBRKG404
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Identify risk and apply risk management processes
BSBRSK401
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Manage a small team
BSBSMB407
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Implement continuous improvement
BSBSTR402
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Design and produce complex spreadsheets
BSBTEC402
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Build and maintain business relationships
BSBTWK401
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Contribute to WHS risk management
BSBWHS414
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Develop work priorities
BSBWOR404
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Maintain inventory records
FNSACC405
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Unit of competencyELECTIVE
Prepare operational budgets
FNSACC412
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Make decisions in a legal context
FNSACC413
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Establish client relationship and analyse needs
FNSASIC311
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Provide personal advice on non-relevant financial products
FNSASIC312
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Provide Tier 2 general advice in general insurance
FNSASIC314
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Provide Tier 2 personal advice in general insurance
FNSASIC315
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Coordinate a small business customer portfolio
FNSBNK401
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Align banking products with the needs of small business customers
FNSBNK402
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Provide services in a Business Transaction Centre
FNSBNK403
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Coordinate small business customer portfolios
FNSBNK411
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Align banking products with the needs of small business customers
FNSBNK412
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Provide services in a Business Transaction Centre
FNSBNK413
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Promote mobile banking services
FNSBNK414
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Provide mobile banking sales and services
FNSBNK415
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Manage mobile lending services
FNSBNK416
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Assess credit applications
FNSCRD401
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Establish and maintain appropriate security
FNSCRD402
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Manage and recover bad and doubtful debts
FNSCRD403
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Utilise the legal process to recover outstanding debt
FNSCRD404
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Manage overdue customer accounts
FNSCRD405
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Establish and maintain appropriate security options for credit facilities
FNSCRD412
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Manage and recover bad and doubtful debts
FNSCRD413
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Manage overdue customer accounts
FNSCRD415
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Promote understanding of the role and effective use of consumer credit
FNSCRD503
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Promote client understanding of the role and effective use of consumer credit
FNSCRD513
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Participate in negotiations
FNSCUS401
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Resolve disputes
FNSCUS402
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Deliver a professional service to customers
FNSCUS403
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Participate in negotiations
FNSCUS411
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Resolve disputes
FNSCUS412
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Be MoneySmart through a career in small business
FNSFLT401
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Determine financial requirements of small businesses
FNSFLT411
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Develop and maintain knowledge of financial markets products
FNSFMK402
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Interpret financial markets information
FNSFMK403
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Perform reconciliations
FNSFMK411
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Comply with financial services regulation and industry codes of practice
FNSFMK515
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Develop and maintain in-depth knowledge of products and services used by an organisation or sector
FNSINC402
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Apply and maintain knowledge of financial products and services
FNSINC412
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Conduct product research to support recommendations
FNSINC501
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Identify situations requiring complex ethical decision making
FNSINC503
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Unit of competencyELECTIVE
Apply ethical frameworks and principles to make and act upon decisions
FNSINC504
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Unit of competencyELECTIVE
Conduct financial product research to support product recommendations
FNSINC511
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Unit of competencyELECTIVE
Identify and apply complex ethical decision making to workplace situations
FNSINC513
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Apply ethical frameworks and principles to make and act upon decisions
FNSINC514
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Identify and manage individuals experiencing hardship
FNSMCA413
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Conduct individual work within a compliance framework
FNSORG411
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Collect, assess and use information
FNSPIM410
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Apply risk management strategies to own work
FNSRSK411
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Sell financial products and services
FNSSAM401
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Implement a sales plan
FNSSAM402
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Prospect for new clients
FNSSAM403
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Identify and provide initial information to potential new clients
FNSSAM413
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Provide information on financial products and services to clients
FNSSAM421
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Implement promotional strategies for financial products and services
FNSSAM422
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Provide specialist retirement income stream information to clients
FNSSUP409
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Establish and administer retirement income streams
FNSSUP410
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Terminate retirement income streams
FNSSUP411
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Determine impact of social security entitlements on retirement income
FNSSUP412
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Apply knowledge of retirement planning issues when dealing with clients
FNSSUP413
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Develop and apply knowledge of aged care
FNSSUP414
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Provide retirement income stream information to superannuation clients
FNSSUP419
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Establish and administer retirement income streams
FNSSUP420
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Provide knowledge of retirement planning issues when dealing with superannuation clients
FNSSUP423
Delivered by RTOsVaries by provider
View unit
Unit of competencyELECTIVE
Terminate retirement income streams
FNSSUP431
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Determine impact of social security entitlements on retirement income
FNSSUP432
Delivered by RTOsVaries by provider
View unit
Unit of competencyELECTIVE
Develop and provide knowledge of aged care to superannuation clients
FNSSUP434
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Establish and maintain payroll systems
FNSTPB402
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Unit of competencyELECTIVE
Establish and maintain payroll systems
FNSTPB412
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Plan, organise and facilitate learning in the workplace
TAEDEL402
Delivered by RTOsVaries by provider
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Unit of competencyELECTIVE
Mentor in the workplace
TAEDEL404
Delivered by RTOsVaries by provider
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Certificate IV in Financial Services

Filter providers

Providers offering this course

Australian College of Commerce & Management

ASC Training & Development

Hader Institute of Education

Management Consultancy International Pty Ltd

Units of competency in this qualification

Conduct work according to professional practices in the financial services industry

Organise meetings

Work within compliance frameworks

Make a presentation

Make presentations

Organise and monitor the operation of compliance management system

Implement processes for the management of a breach in compliance requirements

Promote compliance with legislation

Survey stakeholders to gather and record information

Coordinate implementation of customer service strategies

Implement customer service standards

Manage budgets and financial plans

Analyse financial reports and budgets

Implement workplace information system

Analyse and present research information

Coordinate workplace information systems

Maintain and monitor digital information and records

Develop and use complex spreadsheets

Lead effective workplace relationships

Lead team effectiveness

Demonstrate leadership in the workplace

Lead effective workplace relationships

Lead team effectiveness

Identify and apply the legal framework

Apply the principles of contract law

Show leadership in the workplace

Implement continuous improvement

Apply business risk management processes

Implement customer service strategies

Organise business meetings

Develop personal work priorities

Apply project quality management techniques

Apply project cost management techniques

Apply project risk management techniques

Apply project risk management techniques

Build client relationships and business networks

Analyse and present research information

Monitor and maintain records in an online environment

Identify risk and apply risk management processes

Manage a small team

Implement continuous improvement

Design and produce complex spreadsheets

Build and maintain business relationships

Contribute to WHS risk management

Develop work priorities

Maintain inventory records

Prepare operational budgets

Make decisions in a legal context

Establish client relationship and analyse needs

Provide personal advice on non-relevant financial products

Provide Tier 2 general advice in general insurance

Provide Tier 2 personal advice in general insurance

Coordinate a small business customer portfolio

Align banking products with the needs of small business customers

Provide services in a Business Transaction Centre

Coordinate small business customer portfolios

Align banking products with the needs of small business customers

Provide services in a Business Transaction Centre

Promote mobile banking services

Provide mobile banking sales and services

Manage mobile lending services

Assess credit applications

Establish and maintain appropriate security

Manage and recover bad and doubtful debts

Utilise the legal process to recover outstanding debt

Manage overdue customer accounts

Establish and maintain appropriate security options for credit facilities

Manage and recover bad and doubtful debts

Manage overdue customer accounts

Promote understanding of the role and effective use of consumer credit

Promote client understanding of the role and effective use of consumer credit

Participate in negotiations