Management and commerce · AQF Level 5

Diploma of Financial Services

Name: Diploma of Financial Services
Availability: InStock

FNS51822

8 providers8 of 8 providers offer government funding

Career outcomes

Financial Investment Advisers and Managers Financial Investment Adviser

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Providers offering this course

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Australian College of Commerce & Management

Private RTOGov. fundedVET Student LoansFee-Free TAFEUnclaimed

NSWNo reviews yet

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Management Consultancy International Pty Ltd

Private RTOGov. fundedVET Student LoansFee-Free TAFEUnclaimed

NSWNo reviews yet

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Australia Institute of Business and Technology

Private RTOGov. fundedVET Student LoansFee-Free TAFEUnclaimed

QLDNo reviews yet

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Elite Education Vocational Institute

Private RTOGov. fundedVET Student LoansFee-Free TAFEUnclaimed

NSWNo reviews yet

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Units of competency in this qualification

Each unit is nationally recognised. Open a unit to see what it covers and which other qualifications include it.

Diploma of Financial Services

Career outcomes

Filter providers

Providers offering this course

Australian College of Commerce & Management

Management Consultancy International Pty Ltd

Australia Institute of Business and Technology

Elite Education Vocational Institute

Units of competency in this qualification

Conduct work according to professional practices in the financial services industry

Identify and apply complex ethical decision making to workplace situations

Apply risk management strategies to own work

Interpret compliance requirements

Develop and monitor processes for the management of breaches in compliance requirements

Take instructions in relation to a conveyancing transaction

Interpret a legal document and provide advice in a conveyancing transaction

Identify and apply legal requirements for a conveyancing transaction

Manage recruitment and onboarding

Manage people performance

Apply legal principles in corporation law matters

Identify and evaluate marketing opportunities

Manage business operational plans

Manage organisational customer service

Manage personal and professional development

Undertake project work

Manage project risk

Manage project integration

Establish innovative work environments

Facilitate continuous improvement

Develop workplace policies and procedures for sustainability

Manage WHS risks

Lead WHS risk management

Contribute to managing a WHS information system

Provide general advice in life insurance

Manage banking and service strategy for small business customers

Provide business advisory services within a financial services context

Manage services in a Business Transaction Centre

Comply with financial services legislation

Assess credit applications

Establish and maintain appropriate security options for credit facilities

Respond to personal insolvency situations

Promote client understanding of the role and effective use of consumer credit

Identify and manage credit risk

Respond to corporate insolvency situations

Manage premium customer relationships

Develop and maintain professional relationships in financial services industry

Monitor clients' financial requirements

Review business performance

Determine client financial requirements and expectations

Record and implement client instructions

Assist customers to budget and manage own finances

Facilitate customer awareness of the Australian financial system and markets

Promote basic financial literacy in clients

Facilitate customer knowledge of personal financial statements

Facilitate knowledge of superannuation as an investment tool

Process transaction documentation

Comply with financial services regulation and industry codes of practice

Develop and monitor risk management strategies for client

Analyse financial markets and information

Conduct work within financial markets organisational risk management framework

Provide appropriate services, general advice and products to clients

Develop financial investment options and strategies for clients

Prepare a distribution plan

Resource a distribution plan

Implement and manage the distribution plan

Manage group life insurance policy administration

Underwrite complex risks

Manage complex life insurance claims

Manage ongoing disability claims

Manage group life insurance claims

Apply and maintain knowledge of financial products and services

Conduct financial product research to support product recommendations

Apply ethical frameworks and principles to make and act upon decisions

Use medical terminology in an insurance context

Undertake post-loss risk management

Provide decisions on legal liability and indemnity of a claim

Review and update claim reserves in portfolio

Analyse financial, medical and psychological claims assessments

Review claims settlement policies and procedures

Develop and manage a budget